GLORIA M. NAVARRO, District Judge.
Before the Court for consideration is the Amended Report and Recommendation (ECF No. 28) of the Honorable Robert J. Johnston, United States Magistrate Judge, entered October 26, 2012. No objections have been filed. The Court has conducted a de novo review of the record in this case in accordance with 28 U.S.C. § 636(b)(1) and Local Rule IB 1-4, and determines that Magistrate Judge Johnston's Recommendation should be
ROBERT J. JOHNSTON, United States Magistrate Judge.
This matter came before the Court on Petitioner Charlen Smith's Motion for Judicial Review of Final Agency Decision (#1). The Court has reviewed Petitioner's Opening Brief (#17), Respondent's Response (#18), and Petitioner's Reply (#20), as well as the administrative record (#10).
Petitioner Charlen Smith seeks judicial review of a final decision of the Department of Labor denying her claim for survivor benefits under Parts B and E of the Energy Employees Occupational Illness Compensation Program Act of 2000, 42 U.S.C. §§ 7384-7385s-15. On April 27, 2005, Smith filed a claim as the surviving spouse of Floyd Smith, alleging that her husband's metastatic lung cancer and prostate cancer resulted from his work at the Nevada Test Site, a Department of Energy facility.
The Energy Employees Occupational Illness Compensation Program Act of 2000 establishes a federal compensation program to "provide for timely, uniform, and adequate compensation of covered employees
For claims of cancer caused by exposure to radiation during employment at a Department of Energy facility an individual must file a claim with the Department of Labor's Office of Workers' Compensation Programs. The individual may qualify for compensation under Part B of the Act by demonstrating that his or her cancer is "at least as likely as not" caused by exposure to hazardous materials while working on federal nuclear activities. An individual or survivor's claim with the Department of Labor's Office of Workers' Compensation Programs will be forwarded to the National Institute for Occupational Safety and Health for a reconstruction or estimation of the amount of radiation exposure during employment. See 20 C.F.R. §§ 30.100, 30.101, 30.115, 30.210. The dose reconstruction takes into account a number of factors, including duration of employment. Subject to any additional information provided by the claimant and revision of the report following the closing interview, the claimant is required to return a signed statement to National Institute for Occupational Safety and Health certifying that he or she has no further information to provide and that the record for dose reconstruction should be closed. 42 C.F.R. § 82.10(m).
Causation of the cancer is statutorily presumed if the claimant qualifies as a member of the Special Exposure Cohort as defined under the Act. 42 U.S.C. § 7384/ (14). The President may designate new classes of workers for addition to the Special Exposure Cohort with the assistance of the Advisory Board on Radiation and Worker Health. 42 U.S.C. §§ 7384o, 7384q. If a claimant falls within the Special Exposure Cohort and has a specified cancer, a recommended decision awarding benefits will issue without requiring any further development of the claim. In 2006, a new class of workers was added to the Special Exposure Cohort. This class is comprised of Department of Energy employees, or Department of Energy contractor or subcontractor employees, who worked at the Nevada Test Site from January 27, 1951, through December 31, 1962 for at least 250 days. Petitioner Smith claims that her husband would fall into this category. In filing her initial claim, Smith indicated that her husband had been employed by Reynolds Electric and Engineering Company (REECo), a Department of Energy contractor, at the Nevada Test Site for an unspecified time period. (AR 581).
Under Part E of the Act, an employee of a Department of Energy facility including a worker employed by a Department of Energy contractor or subcontractor is eligible for compensation if he develops a "covered illness" as a result of work-related
A claimant must show by a preponderance of the evidence that: (1) he was a Department of Energy contractor or subcontractor employee; (2) he contracted a covered illness; and (3) he contracted the covered illness through exposure to a toxic substance at a Department of Energy facility. 20 C.F.R. §§ 30.5, 30.110, 30.111. A claimant will be determined to have contracted a covered illness through exposure to a toxic substance at a Department of Energy facility if: "(A) it is at least as likely as not that exposure to a toxic substance at a Department of Energy facility was a significant factor in aggravating, contributing to, or causing the illness; and (B) it is at least as likely as not that the exposure to such toxic substance was related to employment at a Department of Energy facility." See 42 U.S.C. § 7385s-4(c)(1).
The district Department of Labor's Office of Workers' Compensation Programs office is charged with making an initial determination whether the claimant is entitled to benefits. 20 C.F.R. § 30.300. The Department of Labor's Office of Workers' Compensation Programs then forwards its recommendation to the Final Adjudication Branch at which point the claimant is given an opportunity to file an objection to the Department of Labor's Office of Workers' Compensation Programs recommendation. 20 C.F.R. § 30.300. If a claimant objects, he may request a hearing or may request review of the recommendation on the written record. 20 C.F.R. §§ 30.310, 30.312. In either case, the Final Adjudication Branch will allow the claimant to submit additional evidence supporting his claim before issuing its final decision. 20 C.F.R. §§ 30.313, 30.314, 30.316. Claimants are given an additional opportunity to request reconsideration of the Final Adjudication Branch's final decision. 20 C.F.R. § 30.319. Claimants must make the request in writing within thirty days of the date of decision, and are not entitled to a hearing. 20 C.F.R. § 30.319. If the Final Adjudication Branch determines on reconsideration that additional factual development is necessary, the Final Adjudication Branch may return the claim to the Department of Labor's Office of Workers' Compensation Programs district office for further evaluation. 20 C.F.R. §§ 30.317, 30.319.
On April 27, 2005, Smith filed a claim as the surviving spouse of Floyd Smith, alleging that her husband's metastatic lung cancer and prostate cancer resulted from his work at the Nevada Test Site, a Department of Energy facility. Petitioner Smith claims that her husband is a member of the Special Exposure Cohort, indicating on the employment history form submitted with her claim that Floyd Smith had been employed by REECo, a Department of Energy contractor, at the Nevada Test Site for an unspecified time period. (AR 581). Department of Labor's Office of Workers' Compensation Programs requested verification of Floyd Smith's employment from Department of Energy, which verified that he was employed at the Nevada Test Site by REECo from January 10, 1955 to March 14, 1955, and by Ute, a Department of Energy subcontractor, for one day on July 11, 1967. (AR 566-568). Petitioner Smith contacted Department of Labor's Office of Workers' Compensation Programs, stating that she
On September 12, 2007, Department of Labor's Office of Workers' Compensation Programs received National Institute for Occupational Safety and Health's final dose reconstruction report completed on July 18, 2007, and a signed affirmation by Smith that she had no further information that had not already been provided to National Institute for Occupational Safety and Health. (AR 151-169). Based upon the dose estimates provided by National Institute for Occupational Safety and Health in its dose reconstruction report, Department of Labor's Office of Workers' Compensation Programs calculated a 34.90% probability of causation. (AR 139-150).
On September 24, 2008, Department of Labor's Office of Workers' Compensation Programs issued a notice of recommended decision in which it recommended the denial of Smith's claim under Part B and Part E. (AR 84-91). The recommended decision found that, because the probability of causation calculation was less than 50%, Floyd Smith's lung and prostate cancers did not meet the "at least as likely as not" threshold. As a result, Petitioner Smith was not entitled to compensation as Floyd Smith's survivor under 42 U.S.C. §§ 7384s(a)(1) and 7384n(b).
On October 14, 2008, Final Adjudication Branch received a letter from Smith objecting to the recommended decision and requesting a hearing. (AR 79-81). A hearing was held on January 14, 2009, at which both Petitioner Smith and Ms. Green testified. (AR 47-63). Smith was subsequently provided with a transcript of the hearing and given 30 days from the date of the hearing to submit any additional evidence or argument. (AR 46).
On April 10, 2009, Final Adjudication Branch issued a final decision denying Smith's claim under Part B and Part E. (AR 32-40). By letter dated April 24, 2009, counsel for Smith requested reconsideration. (AR 28-30). On June 12, 2009, Final Adjudication Branch issued an order granting Smith's request for reconsideration of its April 10, 2009, final decision, finding, in part, that the decision had not adequately addressed Smith's objections to Department of Labor's Office of Workers' Compensation Programs's findings regarding Floyd Smith's dates of employment at the Nevada Test Site. (AR 25-26).
On July 27, 2009, Final Adjudication Branch issued a new Final Decision Following a Hearing in which it denied Smith's claim under Parts B and E and specifically addressed Petitioner Smith's objections from the January 14, 2009 hearing (AR 3-12). Petitioner Smith filed this petition for judicial review on September 28, 2009.
Petitioner Smith argues that the proper standard of review of the final agency decision in this case is de novo. The Respondent argues that the court has jurisdiction to review DOL's final decision denying Smith's claim under Part B only and that under the Administrative Procedure Act 5 U.S.C. §§ 701-706, the correct standard of review is the "arbitrary or capricious" standard. As for the denial of Smith's claim under Part E, the Respondent argues that the court lacks jurisdiction to review it because Smith failed to file her petition within the time period set forth in 42 U.S.C. § 7385s-6(a). § 7385s-6(a) states that a "person adversely affected or aggrieved by a final decision" may file a petition for judicial review "within 60 days after the date on which that final decision was issued." While Smith acknowledges that her petition was not filed within 60 days of the final decision, she argues that the deadline should be tolled in her favor because the final decision was not served on her attorney.
The Administrative Procedures Act sets forth standards governing judicial review of decisions made by federal administrative agencies. Mountain Rhythm Res. v. FERC, 302 F.3d 958, 963 (9th Cir.2002). § 706(2)(A) of the Administrative Procedure Act provides that a reviewing court may set aside agency decisions found to be "arbitrary, capricious, an abuse of discretion or otherwise not in accordance with law." 5 U.S.C. § 706(2)(A). The standard allows for a very narrow review. The reviewing court may not substitute its own judgment for that of the agency. U.S. Postal Serv. v. Gregory, 534 U.S. 1, 6-7, 122 S.Ct. 431, 151 L.Ed.2d 323 (2001); Arrington v. Daniels, 516 F.3d 1106, 1112 (9th Cir.2008). However, the agency must have articulated a rational connection between the facts found and the conclusions made. Kern County Farm Bureau v. Allen, 450 F.3d 1072, 1076 (9th Cir.2006) (internal quotations and citations omitted).
Petitioner Smith's claim under Part B of the Act was denied for two reasons. First, it could not be determined that Floyd Smith's cancer was "at least as likely as not" caused by exposure to hazardous materials while working on federal nuclear activities. Second, Floyd Smith was not deemed to be a member of the Special Exposure Cohort, whereby causation would have been statutorily presumed. An important element of both of these inquiries relies on the duration of Floyd Smith's work history with the Department of Energy.
The Department of Labor's Office of Workers' Compensation Programs determined that Floyd Smith had been employed at the Nevada Test Site by REECo, a Department of Energy contractor, from January 10, 1955 to March 14, 1955, and by Ute, a Department of Energy subcontractor, for one day on July 11, 1967. (AR 566-568). Petitioner Smith argues that Department of Labor's Office of
Generally, "the claimant bears the burden of proving by a preponderance of the evidence the existence of each and every criterion necessary to establish eligibility...." 20 C.F.R. § 30.111(a). Petitioner Smith erroneously asserts that "[i]n a situation where non-self serving testimony goes up against an absence of record from an agency, the claimant's testimony is to be accepted under agency evidentiary rules." Opening Brief, pg. 9:1-3(#17) (citing 20 C.F.R. §§ 30.111 et seq.). The Respondent correctly points out the Petitioner's misreading of the regulations as follows:
Response, pg. 17:3-12(#18) (citing 20 C.F.R. § 30.111(c)).
The evidence regarding Floyd Smith's employment history proffered by Ms. Green is anecdotal and contradictory at best. At one point Ms. Green stated that Floyd Smith worked for Department of Energy contractors from September 1955 to July 1960. Later, the purported dates of employment changed to 1959 to 1967. (AR 215-18). Still later, Ms. Green orally testified that Floyd Smith worked for the Department of Energy "in '63," and "maybe in '64," and that he had also worked "in '50" and possibly "in '51." Ms. Green's assertions could not be confirmed or supported by any other evidence. It does not appear that the DOL completely disregarded Ms. Green's evidence. Rather, the DOL weighed all the evidence and found Ms. Green's affidavits and testimony uncompelling.
Energy Employees Occupational Illness Compensation Program Act of 2000 allows for judicial review of final DOL decisions under Part E as follows:
42 U.S.C. § 7385s-6(a). The final decision denying Smith's claim under Part B and E of the Act was issued on July 27, 2009. In order for Smith's petition for review of the final Part E denial to be timely under 42 U.S.C. § 7385s-6(a) it needed to be filed by September 25, 2009. Smith's petition was filed on September 28, 2009. Smith argues that Final Adjudication Branch's July 27, 2009 final decision was not served on her attorney. DOL's regulations provide that "[a] copy of the final decision of the Final Adjudication Branch will be mailed to the claimant's last known address and to the claimant's designated representative before Department of Labor's Office of Workers' Compensation Programs, if any. Notification to either the claimant or the representative will be considered notification to both parties." 20 C.F.R. § 30.316(e) (emphasis added). Smith does not allege that she did not receive the July 29, 2009 final decision. Thus, the allegation that her attorney did not receive a copy bears no significance. Therefore, the Court lacks jurisdiction to review the denial of Smith's Part E claim. See Bowles v. Russell, 551 U.S. 205, 127 S.Ct. 2360, 168 L.Ed.2d 96 (2007) (statutory deadline for filing notice of appeal is jurisdictional and cannot be equitably tolled).
Though denying Petitioner Smith the opportunity for judicial review may seem harsh. Petitioner Smith's failure to timely file her petition defeats jurisdiction in this matter and the court "may not apply equitable doctrines in circumvention of this express Congressional limitation on [the court's] jurisdiction." See Barrie v. U.S. Dept. of Labor, 2011 WL 3625076 (D.Colo. 2011) (holding that the Energy Employees Occupational Illness Compensation Program Act of 2000's 60 day limitations period for seeking judicial review of final DOL decision was jurisdictional and did not allow for equitable tolling).
Based on the foregoing and good cause appearing therefore,
IT IS THE RECOMMENDATION of the undersigned Magistrate Judge that the Petitioner's Petition for Judicial Review (#1) be
Pursuant to Local Rule IB 3-2
DATED this 26th day of October, 2012.